Difference between revisions of "Australian Securities and Investment Commission"
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The [[Australian Securities and Investment Commission]] (ASIC) is Australia’s corporate, markets and financial services regulator. It was established by the Australian Securities and Investments Commission Act 2001. | The [[Australian Securities and Investment Commission]] (ASIC) is Australia’s corporate, markets and financial services regulator. It was established by the Australian Securities and Investments Commission Act 2001. | ||
− | Following a strategic review in 2008, ASIC established a new financial economy structure is made up of 12 stakeholder teams, and eight deterrence teams, and an external advisory panel. | + | Following a strategic review in 2008, ASIC established a new financial economy structure is made up of 12 stakeholder teams, and eight deterrence teams, and an external advisory panel.<ref>ASIC, [http://www.asic.gov.au/asic/asic.nsf/byheadline/ASIC+senior+executives?openDocument ASIC senior executives], accessed 31 March 2009.</ref> |
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==Resources== | ==Resources== | ||
− | * | + | *ASIC, [http://www.asic.gov.au/asic/asic.nsf/byheadline/ASIC+senior+executives?openDocument ASIC senior executives], accessed 31 March 2009. |
+ | *ASIC, [http://www.asic.gov.au/asic/asic.nsf/byheadline/Senior+executives'+biographies?openDocument Senior executive leader profiles], accessed 31 March 2009. | ||
==Notes== | ==Notes== |
Latest revision as of 23:18, 19 March 2010
The Australian Securities and Investment Commission (ASIC) is Australia’s corporate, markets and financial services regulator. It was established by the Australian Securities and Investments Commission Act 2001.
Following a strategic review in 2008, ASIC established a new financial economy structure is made up of 12 stakeholder teams, and eight deterrence teams, and an external advisory panel.[1]
Contents
Institutional Structure
Commissioners and Senior Executives
- Chairman, Tony D’Aloisio
- Deputy Chairman, Jeremy Cooper
- Commissioner, Belinda Gibson
- Commissioner, Dr. Peter John Boxall
- Commissioner, Michael Dwyer
- Commissioner, Greg Medcraft
- Chief of Operations, Carlos Iglesias
- Chairman of the External Advisory Panel, John Stuckey
Commission Specialist Team
- Senior Executive Leader, Strategy Team, Malcolm Rodgers
- Senior Executive Leader, Chief Legal Officer, Michael Kingston
- Senior Executive Leader, Corporate Affairs Team, Stephen Woodhill
- Senior Executive Leader, People & Development Team, Francine Biddulph
Financial Economy – Stakeholder Teams
- Senior Executive Leader, Accountants and Auditors, Doug Niven
- Senior Executive Leader, Insolvency Practitioners and Liquidators, Stefan Dopking
- Senior Executive Leader, Corporations, John Price
- Senior Executive Leader, Emerging Mining and Resources, Bruce Dodd
- Senior Executive Leader, Exchange Market Operators, Mark Adams
- Senior Executive Leader, Market Participants, Greg Yanco
- Senior Executive Leader, Investment Banks, Camille Blackburn
- Senior Executive Leader, Investment Managers, Pamela Hanrahan
- Senior Executive Leader, Super Funds, Louise du Pre-Alba
- Senior Executive Leader, Deposit Takers, Credit and Insurance Providers, Greg Kirk
- Senior Executive Leader, Financial Advisors, Deborah Koromilas
- Senior Executive Leader, Consumers and Retail Investors, Delia Rickard
Financial Economy - Deterrence Teams
- Senior Executive Leader, Market Integrity, Kathleen Harris
- Senior Executive Leader, Market Integrity, George Stogdale
- Senior Executive Leader, Corporate Governance, Glen Unicomb
- Senior Executive Leader, Corporate Governance, Sean Hughes
- Senior Executive Leader, Financial Services, David McGuinness
- Financial Services, Tim Mullaly
- Financial Services, Tim Castle
- International Cases and Fraud, Julie Read
Real Economy Teams
- Senior Executive Leader, Applications, Misconduct/Breach Reporting and Enquiries, Kathrine Morgan-Wicks
- Senior Executive Leader, Registry Services and Licensing, Rosanne Bell
This article is part of the Revolving Door project of Spinwatch. |
Resources
- ASIC, ASIC senior executives, accessed 31 March 2009.
- ASIC, Senior executive leader profiles, accessed 31 March 2009.
Notes
- ↑ ASIC, ASIC senior executives, accessed 31 March 2009.