Australian Securities and Investment Commission

The Australian Securities and Investment Commission (ASIC) is Australia’s corporate, markets and financial services regulator. It was established by the Australian Securities and Investments Commission Act 2001.

Following a strategic review in 2008, ASIC established a new financial economy structure is made up of 12 stakeholder teams, and eight deterrence teams, and an external advisory panel.

Institutional Structure

Commissioners and Senior Executives

Chairman, Tony D’Aloisio

Deputy Chairman, Jeremy Cooper

Commissioner, Belinda Gibson

Commissioner, Dr. Peter John Boxall

Commissioner, Michael Dwyer

Commissioner, Greg Medcraft

Chief of Operations, Carlos Iglesias

Chairman of the External Advisory Panel, John Stuckey

Commission Specialist Team

Senior Executive Leader, Strategy Team, Malcolm Rodgers

Senior Executive Leader, Chief Legal Officer, Michael Kingston

Senior Executive Leader, Corporate Affairs Team, Stephen Woodhill

Senior Executive Leader, People & Development Team, Francine Biddulph

Financial Economy – Stakeholder Teams

Senior Executive Leader, Accountants and Auditors, Doug Niven

Senior Executive Leader, Insolvency Practitioners and Liquidators, Stefan Dopking

Senior Executive Leader, Corporations, John Price

Senior Executive Leader, Emerging Mining and Resources, Bruce Dodd

Senior Executive Leader, Exchange Market Operators, Mark Adams

Senior Executive Leader, Market Participants, Greg Yanco

Senior Executive Leader, Investment Banks, Camille Blackburn

Senior Executive Leader, Investment Managers, Pamela Hanrahan

Senior Executive Leader, Super Funds, Louise du Pre-Alba

Senior Executive Leader, Deposit Takers, Credit and Insurance Providers, Greg Kirk

Senior Executive Leader, Financial Advisors, Deborah Koromilas

Senior Executive Leader, Consumers and Retail Investors, Delia Rickard

Financial Economy - Deterrence Teams

Senior Executive Leader, Market Integrity, Kathleen Harris

Senior Executive Leader, Market Integrity, George Stogdale

Senior Executive Leader, Corporate Governance, Glen Unicomb

Senior Executive Leader, Corporate Governance, Sean Hughes

Senior Executive Leader, Financial Services, David McGuinness

Financial Services, Tim Mullaly

Financial Services, Tim Castle

International Cases and Fraud, Julie Read

Real Economy Teams

Senior Executive Leader, Applications, Misconduct/Breach Reporting and Enquiries, Kathrine Morgan-Wicks

Senior Executive Leader, Registry Services and Licensing, Rosanne Bell

This article is part of the Revolving Door project of Spinwatch.

Resources

• ASIC, ASIC senior executives, accessed 31 March 2009.
• ASIC, Senior executive leader profiles, accessed 31 March 2009.